原标题:原诺安基金投资部执行总监“老鼠仓”非法获利1445万元,被判有期徒刑11年近日,判决文书网公布原诺安基金投资部执行总监、基金经理邹翔“老鼠仓”的判决结果。

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China has firmly rejected and condemned a new annual report by the New Zealand Security Intelligence Service on Friday which once again fabricates and sensationalizes claims about so-called "Chinese interference" and "China threat," stressing that the report is rife with Cold War thinking and contains unfounded accusations against China.
This report is clearly linked to a series of recent negative developments in New Zealand's China-related policies, a Chinese expert told the Global Times on Friday.
Recently, New Zealand has continuously toughened its rhetoric toward China, which to some extent reflects a form of "compensatory hawkishness" aimed at demonstrating its reliability within the Five Eyes alliance, Chen Hong, director of New Zealand Studies Centre, East China Normal University, told the Global Times. "Rather than reflecting 'strategic confidence,' this trend may reveal a sense of 'identity anxiety,'" Chen said.
The New Zealand intelligence agency claimed in the report released on Thursday that China is the only nation pursuing espionage in New Zealand at scale, Radio New Zealand reported. It also claimed that such activity posed threat to New Zealand, which is the "most challenging of recent times."
Many of its unfounded accusations against China either maliciously label normal exchanges, communication and cooperation as so-called espionage or interference activities, or are simply baseless fabrications. China absolutely rejects and firmly opposes this, the Chinese Embassy in New Zealand said in a statement released on Friday.
The release of this report at this time is part of a new round of attacks, smears and vilification of China orchestrated by certain international forces. In itself, the report may well be the result of foreign interference, the embassy said.
In June, security agencies from the "Five Eyes" alliance issued a warning, claiming that Chinese spies used online job platforms to recruit people with access to sensitive information, according to a Reuters report.
For now, the annual report has further escalated its rhetoric, effectively creating a chain in which the Five Eyes' warnings and New Zealand's domestic threat assessments reinforce and echo each other, the Chinese expert said.
The Lowy Institute said in a latest article on Thursday that New Zealand had long been considered the weakest link in Five Eyes and the easiest for China to try to cow. "But New Zealand has now called out China by name in its intelligence warnings so often that officials joke it has become tougher on Beijing than Australia is," the article said.
The extent to which New Zealand's intelligence agencies have publicly singled out China has in fact gone further than Australia's, which, I think, represents a compensatory hardline posture, Chen noted.
"New Zealand wants to demonstrate that it is a very active and very tough member of the Five Eyes. In fact, we have recently seen New Zealand take a high-profile stance on issues ranging from Pacific Island countries and China's relations with South Pacific and South China Sea nations to China's missile tests and other China-related issues. All of these developments can be viewed in the context of this policy shift," the expert said.
This suggests that some forces within New Zealand's security and foreign policy establishment are consciously trying to demonstrate that New Zealand is not a weak link in the Five Eyes alliance, but rather an active participant, Chen added.
The report also reflects the fact that some people both within and outside New Zealand do not want to see China-New Zealand relations develop positively. By going to great lengths to spread rumors, they seek to drive a wedge between the peoples of the two countries, create a chilling effect among the public, including overseas Chinese, undermine bilateral mutual trust, and obstruct the development of bilateral relations, the embassy noted.
Their actions serve geopolitical purposes and the narrow, short-sighted political interests of certain forces. Their intentions are clear to anyone with insight, and their objectives will not succeed.
The embassy also noted that the essence of China-New Zealand relations is mutually beneficial cooperation and win-win outcomes. In recent years, with the joint efforts of both sides, bilateral relations have made steady progress. Bilateral trade has repeatedly reached new highs, bringing substantial income and employment opportunities to New Zealanders.
People-to-people exchanges have continued to grow, with the numbers of tourists and international students increasing steadily, promoting mutual understanding and closer ties between the peoples of the two countries. The overseas Chinese community in New Zealand has played a unique and important positive role in this regard.
Since China introduced a unilateral visa-free policy for New Zealand, many New Zealand tourists have visited China, witnessing firsthand China's development achievements and openness and inclusiveness, the embassy said.
As a result of various factors, New Zealanders' understanding of China has become more comprehensive and objective in recent years, while favorable views of China and support for China-New Zealand relations have continued to rise
The embassy also warned those forces and individuals attempting to engage in political manipulation: Do not undermine the hard-won, mutually beneficial and win-win China-New Zealand relationship for your own selfish interests, thereby harming the interests of New Zealand and its people.
Acting as pawns for anti-China forces internationally will ultimately prove counterproductive. Creating controversies in foreign relations will not solve New Zealand's problems; it will likely only make matters worse, the embassy said, urging these forces and individuals not to resort to desperate measures that will ultimately harm themselves, or lift a rock only to drop it on their own feet.
China attaches importance to its relations with New Zealand and is willing to work with the New Zealand side, on the basis of the consensus reached by the leaders of the two countries, to advance exchanges and cooperation in various fields, including political mutual trust, practical cooperation and people-to-people exchanges, and to better benefit the peoples of both countries, the embassy said.
However, the development of China-New Zealand relations does not depend on China alone. We hope the New Zealand side will work in the same direction as China, rather than the opposite. Otherwise, the New Zealand side will bear responsibility for any consequences arising from such a course of action, it noted.
。判决书显示,邹翔任诺安基金投资部执行总监兼基金经理期间,将未公开信息泄露给其弟邹凡,利用“邹某”、“田某”两个证券账户进行趋同交易,在沪深两市趋同交易额合计4.17亿元,非法获利2355.04万元。涉嫌利用未公开信息交易罪被调查后,邹翔为谋求从宽处理,多次向公职人员行贿,金额共计350万元。对此,法院判决称,邹翔犯利用未公开信息交易罪、行贿罪、对有影响力的人行贿罪,决定对其执行有期徒刑11年,并处罚金1445万元。
兄弟合伙做“老鼠仓”,非法获利2355万公开信息显示,邹翔具备银行、券商、公募基金从业背景,2010年3月至2015年1月期间,邹翔担任诺安公司投资部执行总监兼基金经理,管理诺安先锋混合基金。目前,这只基金由杨谷、张堃共同管理,规模42.96亿元,近三年业绩走势强劲,业绩排名明显上升,今年至今收益率-7.55%,在同类产品中排名476/2675。

C | 而在邹翔管理期间,该基金业绩则处于中下游,2014年、2015年分别排名230/432、265/459。据判决书公布的情况,邹翔任职期间,曾利用职务便利将该基金账户投资股票的品种、动向等未公开信息,泄露给其弟邹凡,进而指使邹凡利用实际控制的“邹凡”、“田某”两个证券账户进行趋同交易,非法获利共计2355.04万元。据深交所与上交分别出具的涉案私人账户与“诺安先锋”基金趋同汇总表,证明涉案私人账户通过深圳证券交易所交易的股票共43支,与“诺安先锋”基金股票交易趋同交易的股票数20支,占比46.51%,趋同交易额2.18亿元。“邹凡”的私人账户通过上海证券交易所交易的股票共7支,与“诺安先锋”基金股票交易趋同交易的股票数3支,占比42.86%,趋同交易额19.87万元;“田某”的私人账户通过上海证券交易所交易的股票共53支,与“诺安先锋”基金股票交易趋同交易的股票数34支,占比64.15%,趋同交易额1.99亿元。

D | 据邹翔供述,其与邹凡二人会通过电话、微信、聚会等多种方式,就股票投资进行交流。邹翔会就其掌握分析的股票情况、业务进展等向邹凡进行股票推荐,并建议其买入或卖出相应股票。邹凡听从邹翔的建议进行证券交易,其买卖股票盈利后会分给邹翔部分。

E | 邹凡称,其与邹翔曾一起操作“邹凡”的股票账户,后因担心对邹翔有影响,故于2007年安排其亲属田某开设股票账户,供邹凡使用。另有证人称,邹翔使用的“杨某”、“邹翔”账号下单均为邹翔本人操作,账号与密码均是他在使用。2017年,邹翔因涉嫌犯利用未公开信息交易罪被重庆市公安局立案侦查。为谋求从宽处理,向公职人员行贿350万元被立案调查后,为谋求在侦查阶段撤销案件或从宽处理,邹翔多次向国家机关工作人员行贿。

F | 判决书显示,邹翔通过中间人请托该案承办人,时任重庆市公安局经济犯罪侦查总队五支队支队长王某予以关照和提供帮助。王某接受请托后,多次与邹翔商量如何降低涉案金额、泄露案件资料及案件办理情况。为此,邹翔于2017年5月至2019年4月期间,先后13次单独或委托曾某、唐某2等人送给王某共计350万元。从判决书披露的细节来看,2017年3月,曾某其经朋友介绍认识了邹翔与邹凡。

G | 他们因利用未公开信息交易被立案侦查,希望能得到从轻处理。曾某答应帮忙后,邹翔将装有100万元现金的拉杆帆布包放在其办公室,称是打点的费用。后曾某介绍唐某给邹翔两兄弟认识。过了一段时间,唐某称帮邹翔办事需要费用,曾某便将装有100万元现金的拉杆帆布包给了唐某。2017年4月下旬,邹翔、邹凡投案自首,王某为二人办理了取保候审手续。同年5月中旬,王某去北京出差期间,收受邹翔给予的20万元现金并承诺予以关照;此后直至2019年4月,又先后11次收到邹翔亲自给予的共计230万元。另外,2017年11月中下旬,王某在唐某家车库内,收受唐某代邹翔送的100万元现金。判决书显示,王某多次帮助邹翔分析案情,完善数据分析报告,并交给邹翔一份载有其在诺安公司任职期间管理数据的光盘,让邹翔尽快分析数据,降低涉案的获利金额。重庆市第一中级人民法院判决称,邹翔犯利用未公开信息交易罪、行贿罪、对有影响力的人行贿罪,决定执行有期徒刑11年,并处罚金1445万元。邹凡犯利用未公开信息交易罪,判处有期徒刑3年,并处罚金1000万元。

H | 对邹翔、邹凡违法所得人民币2355万依法予以追缴,上缴国库。返回搜狐,查看更多责任编辑:
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